UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE
The Parties to this Convention,
Acknowledging that change in the Earth's climate and its adverse effects are a
common concern of humankind,
Concerned that human activities have been substantially increasing the
atmospheric concentrations of greenhouse gases, that these increases enhance the
natural greenhouse effect, and that this will result on average in an additional
warming of the Earth's surface and atmosphere and may adversely affect natural
ecosystems and humankind,
Noting that the largest share of historical and current global emissions of
greenhouse gases has originated in developed countries, that per capita emissions
in developing countries are still relatively low and that the share of global emissions
originating in developing countries will grow to meet their social and development
needs,
Aware of the role and importance in terrestrial and marine ecosystems of sinks and
reservoirs of greenhouse gases,
Noting that there are many uncertainties in predictions of climate change,
particularly with regard to the timing, magnitude and regional patterns thereof,
Acknowledging that the global nature of climate change calls for the widest
possible cooperation by all countries and their participation in an effective and
appropriate international response, in accordance with their common but
differentiated responsibilities and respective capabilities and their social and
economic conditions,
Recalling the pertinent provisions of the Declaration of the United Nations
Conference on the Human Environment, adopted at Stockholm on 16 June 1972,
Recalling also that States have, in accordance with the Charter of the United
Nations and the principles of international law, the sovereign right to exploit their
own resources pursuant to their own environmental and developmental policies,
and the responsibility to ensure that activities within their jurisdiction or control do
not cause damage to the environment of other States or of areas beyond the limits
of national jurisdiction,
Reaffirming the principle of sovereignty of States in international cooperation to
address climate change,
Recognizing that States should enact effective environmental legislation, that
environmental standards, management objectives and priorities should reflect the
environmental and developmental context to which they apply, and that standards
applied by some countries may be inappropriate and of unwarranted economic and
social cost to other countries, in particular developing countries,
Recalling the provisions of General Assembly resolution 44/228 of 22 December
1989 on the United Nations Conference on Environment and Development, and
resolutions 43/53 of 6 December 1988, 44/207 of 22 December 1989, 45/212 of
21 December 1990 and 46/169 of 19 December 1991 on protection of global
climate for present and future generations of mankind,
Recalling also the provisions of General Assembly resolution 44/206 of 22
December 1989 on the possible adverse effects of sea-level rise on islands and
coastal areas, particularly low-lying coastal areas and the pertinent provisions of
General Assembly resolution 44/172 of 19 December 1989 on the implementation
of the Plan of Action to Combat Desertification,
Recalling further the Vienna Convention for the Protection of the Ozone Layer,
1985, and the Montreal Protocol on Substances that Deplete the Ozone Layer,
1987, as adjusted and amended on 29 June 1990,
Noting the Ministerial Declaration of the Second World Climate Conference
adopted on 7 November 1990,
Conscious of the valuable analytical work being conducted by many States on
climate change and of the important contributions of the World Meteorological
Organization, the United Nations Environment Program and other organs,
organizations and bodies of the United Nations system, as well as other
international and intergovernmental bodies, to the exchange of results of scientific
research and the coordination of research,
Recognizing that steps required to understand and address climate change will be
environmentally, socially and economically most effective if they are based on
relevant scientific, technical and economic considerations and continually
re-evaluated in the light of new findings in these areas,
Recognizing that various actions to address climate change can be justified
economically in their own right and can also help in solving other environmental
problems,
Recognizing also the need for developed countries to take immediate action in a
flexible manner on the basis of clear priorities, as a first step towards
comprehensive response strategies at the global, national and, where agreed,
regional levels that take into account all greenhouse gases, with due consideration
of their relative contributions to the enhancement of the greenhouse effect,
Recognizing further that low-lying and other small island countries, countries with
low-lying coastal, arid and semi-arid areas or areas liable to floods, drought and
desertification, and developing countries with fragile mountainous ecosystems are
particularly vulnerable to the adverse effects of climate change,
Recognizing the special difficulties of those countries, especially developing
countries, whose economies are particularly dependent on fossil fuel production,
use and exportation, as a consequence of action taken on limiting greenhouse gas
emissions,
Affirming that responses to climate change should be coordinated with social and
economic development in an integrated manner with a view to avoiding adverse
impacts on the latter, taking into full account the legitimate priority needs of
developing countries for the achievement of sustained economic growth and the
eradication of poverty,
Recognizing that all countries, especially developing countries, need access to
resources required to achieve sustainable social and economic development and
that, in order for developing countries to progress towards that goal, their energy
consumption will need to grow taking into account the possibilities for achieving
greater energy efficiency and for controlling greenhouse gas emissions in general,
including through the application of new technologies on terms which make such an
application economically and socially beneficial,
Determined to protect the climate system for present and future generations,
Have agreed as follows:
ARTICLE 1
DEFINITIONS*
For the purposes of this Convention:
1...."Adverse effects of climate change" means changes in the physical environment
or biota resulting from climate change which have significant deleterious effects on
the composition, resilience or productivity of natural and managed ecosystems or
on the operation of socio-economic systems or on human health and welfare.
2...."Climate change" means a change of climate which is attributed directly or
indirectly to human activity that alters the composition of the global atmosphere and
which is in addition to natural climate variability observed over comparable time
periods.
3...."Climate system" means the totality of the atmosphere, hydrosphere, biosphere
and geosphere and their interactions.
4...."Emissions" means the release of greenhouse gases and/or their precursors into
the atmosphere over a specified area and period of time.
5...."Greenhouse gases" means those gaseous constituents of the atmosphere, both
natural and anthropogenic, that absorb and re-emit infrared radiation.
6...."Regional economic integration organization" means an organization constituted
by sovereign States of a given region which has competence in respect of matters
governed by this Convention or its protocols and has been duly authorized, in
accordance with its internal procedures, to sign, ratify, accept, approve or accede
to the instruments concerned.
7...."Reservoir" means a component or components of the climate system where a
greenhouse gas or a precursor of a greenhouse gas is stored.
8...."Sink" means any process, activity or mechanism which removes a greenhouse
gas, an aerosol or a precursor of a greenhouse gas from the atmosphere.
9...."Source" means any process or activity which releases a greenhouse gas, an
aerosol or a precursor of a greenhouse gas into the atmosphere.
* Titles of articles are included solely to assist the reader.
ARTICLE 2
OBJECTIVE
The ultimate objective of this Convention and any related legal instruments that the
Conference of the Parties may adopt is to achieve, in accordance with the relevant
provisions of the Convention, stabilization of greenhouse gas concentrations in the
atmosphere at a level that would prevent dangerous anthropogenic interference
with the climate system. Such a level should be achieved within a time frame
sufficient to allow ecosystems to adapt naturally to climate change, to ensure that
food production is not threatened and to enable economic development to proceed
in a sustainable manner.
ARTICLE 3
PRINCIPLES
In their actions to achieve the objective of the Convention and to implement its provisions, the Parties shall be guided, INTER ALIA, by the following:
1....The Parties should protect the climate system for the benefit of present and
future generations of humankind, on the basis of equity and in accordance with
their common but differentiated responsibilities and respective capabilities.
Accordingly, the developed country Parties should take the lead in combating
climate change and the adverse effects thereof.
2....The specific needs and special circumstances of developing country Parties,
especially those that are particularly vulnerable to the adverse effects of climate
change, and of those Parties, especially developing country Parties, that would
have to bear a disproportionate or abnormal burden under the Convention, should
be given full consideration.
3....The Parties should take precautionary measures to anticipate, prevent or
minimize the causes of climate change and mitigate its adverse effects. Where there
are threats of serious or irreversible damage, lack of full scientific certainty should
not be used as a reason for postponing such measures, taking into account that
policies and measures to deal with climate change should be cost-effective so as to
ensure global benefits at the lowest possible cost. To achieve this, such policies
and measures should take into account different socio-economic contexts, be
comprehensive, cover all relevant sources, sinks and reservoirs of greenhouse
gases and adaptation, and comprise all economic sectors. Efforts to address
climate change may be carried out cooperatively by interested Parties.
4....The Parties have a right to, and should, promote sustainable development.
Policies and measures to protect the climate system against human-induced change
should be appropriate for the specific conditions of each Party and should be
integrated with national development programs, taking into account that
economic development is essential for adopting measures to address climate
change.
5....The Parties should cooperate to promote a supportive and open international
economic system that would lead to sustainable economic growth and
development in all Parties, particularly developing country Parties, thus enabling
them better to address the problems of climate change. Measures taken to combat
climate change, including unilateral ones, should not constitute a means of arbitrary
or unjustifiable discrimination or a disguised restriction on international trade.
ARTICLE 4
COMMITMENTS
1....All Parties, taking into account their common but differentiated responsibilities
and their specific national and regional development priorities, objectives and
circumstances, shall:
(a)....Develop, periodically update, publish and make available to the Conference
of the Parties, in accordance with Article 12, national inventories of anthropogenic
emissions by sources and removals by sinks of all greenhouse gases not controlled
by the Montreal Protocol, using comparable methodologies to be agreed upon by
the Conference of the Parties;
(b)....Formulate, implement, publish and regularly update national and, where
appropriate, regional programs containing measures to mitigate climate change
by addressing anthropogenic emissions by sources and removals by sinks of all
greenhouse gases not controlled by the Montreal Protocol, and measures to
facilitate adequate adaptation to climate change;
(c)....Promote and cooperate in the development, application and diffusion,
including transfer, of technologies, practices and processes that control, reduce or
prevent anthropogenic emissions of greenhouse gases not controlled by the
Montreal Protocol in all relevant sectors, including the energy, transport, industry,
agriculture, forestry and waste management sectors;
(d)....Promote sustainable management, and promote and cooperate in the
conservation and enhancement, as appropriate, of sinks and reservoirs of all
greenhouse gases not controlled by the Montreal Protocol, including biomass,
forests and oceans as well as other terrestrial, coastal and marine ecosystems;
(e)....Cooperate in preparing for adaptation to the impacts of climate change;
develop and elaborate appropriate and integrated plans for coastal zone
management, water resources and agriculture, and for the protection and
rehabilitation of areas, particularly in Africa, affected by drought and
desertification, as well as floods;
(f)....Take climate change considerations into account, to the extent feasible, in
their relevant social, economic and environmental policies and actions, and employ
appropriate methods, for example impact assessments, formulated and determined
nationally, with a view to minimizing adverse effects on the economy, on public
health and on the quality of the environment, of projects or measures undertaken
by them to mitigate or adapt to climate change;
(g)....Promote and cooperate in scientific, technological, technical, socio-economic
and other research, systematic observation and development of data archives
related to the climate system and intended to further the understanding and to
reduce or eliminate the remaining uncertainties regarding the causes, effects,
magnitude and timing of climate change and the economic and social consequences
of various response strategies;
(h)....Promote and cooperate in the full, open and prompt exchange of relevant
scientific, technological, technical, socio-economic and legal information related to
the climate system and climate change, and to the economic and social
consequences of various response strategies;
(i)....Promote and cooperate in education, training and public awareness related to
climate change and encourage the widest participation in this process, including that
of non- governmental organizations; and
(j)....Communicate to the Conference of the Parties information related to
implementation, in accordance with Article 12.
2....The developed country Parties and other Parties included in Annex I commit
themselves specifically as provided for in the following:
(a)....Each of these Parties shall adopt national1 policies and take corresponding
measures on the mitigation of climate change, by limiting its anthropogenic
emissions of greenhouse gases and protecting and enhancing its greenhouse gas
sinks and reservoirs. These policies and measures will demonstrate that developed
countries are taking the lead in modifying longer-term trends in anthropogenic
emissions consistent with the objective of the Convention, recognizing that the
return by the end of the present decade to earlier levels of anthropogenic emissions
of carbon dioxide and other greenhouse gases not controlled by the Montreal
Protocol would contribute to such modification, and taking into account the
differences in these Parties' starting points and approaches, economic structures
and resource bases, the need to maintain strong and sustainable economic growth,
available technologies and other individual circumstances, as well as the need for
equitable and appropriate contributions by each of these Parties to the global effort
regarding that objective. These Parties may implement such policies and measures
jointly with other Parties and may assist other Parties in contributing to the
achievement of the objective of the Convention and, in particular, that of this
subparagraph;
(b)....In order to promote progress to this end, each of these Parties shall
communicate, within six months of the entry into force of the Convention for it and
periodically thereafter, and in accordance with Article 12, detailed information on
its policies and measures referred to in subparagraph (a) above, as well as on its
resulting projected anthropogenic emissions by sources and removals by sinks of
greenhouse gases not controlled by the Montreal Protocol for the period referred
to in subparagraph (a), with the aim of returning individually or jointly to their 1990
levels these anthropogenic emissions of carbon dioxide and other greenhouse gases
not controlled by the Montreal Protocol. This information will be reviewed by the
Conference of the Parties, at its first session and periodically thereafter, in
accordance with Article 7;
(c)....Calculations of emissions by sources and removals by sinks of greenhouse
gases for the purposes of subparagraph (b) above should take into account the
best available scientific knowledge, including of the effective capacity of sinks and
the respective contributions of such gases to climate change. The Conference of
the Parties shall consider and agree on methodologies for these calculations at its
first session and review them regularly thereafter;
(d)....The Conference of the Parties shall, at its first session, review the adequacy
of subparagraphs (a) and (b) above. Such review shall be carried out in the light of
the best available scientific information and assessment on climate change and its
impacts, as well as relevant technical, social and economic information. Based on
this review, the Conference of the Parties shall take appropriate action, which may
include the adoption of amendments to the commitments in subparagraphs (a) and
(b) above. The Conference of the Parties, at its first session, shall also take
decisions regarding criteria for joint implementation as indicated in subparagraph
(a) above. A second review of subparagraphs (a) and (b) shall take place not later
than 31 December 1998, and thereafter at regular intervals determined by the
Conference of the Parties, until the objective of the Convention is met;
(e)....Each of these Parties shall :
i)....Coordinate as appropriate with other such Parties, relevant economic and
administrative instruments developed to achieve the objective of the Convention;
and
(ii)....Identify and periodically review its own policies and practices which
encourage activities that lead to greater levels of anthropogenic emissions of
greenhouse gases not controlled by the Montreal Protocol than would otherwise
occur;
(f)....The Conference of the Parties shall review, not later than 31 December 1998,
available information with a view to taking decisions regarding such amendments to
the lists in Annexes I and II as may be appropriate, with the approval of the Party
concerned;
(g)....Any Party not included in Annex I may, in its instrument of ratification,
acceptance, approval or accession, or at any time thereafter, notify the Depositary
that it intends to be bound by subparagraphs (a) and (b) above. The Depositary
shall inform the other signatories and Parties of any such notification.
3....The developed country Parties and other developed Parties included in Annex
II shall provide new and additional financial resources to meet the agreed full costs
incurred by developing country Parties in complying with their obligations under
Article 12, paragraph 1. They shall also provide such financial resources, including
for the transfer of technology, needed by the developing country Parties to meet
the agreed full incremental costs of implementing measures that are covered by
paragraph 1 of this Article and that are agreed between a developing country Party
and the international entity or entities referred to in Article 11, in accordance with
that Article. The implementation of these commitments shall take into account the
need for adequacy and predictability in the flow of funds and the importance of
appropriate burden sharing among the developed country Parties.
4....The developed country Parties and other developed Parties included in Annex
II shall also assist the developing country Parties that are particularly vulnerable to
the adverse effects of climate change in meeting costs of adaptation to those
adverse effects.
5....The developed country Parties and other developed Parties included in Annex
II shall take all practicable steps to promote, facilitate and finance, as appropriate,
the transfer of, or access to, environmentally sound technologies and know-how to
other Parties, particularly developing country Parties, to enable them to implement
the provisions of the Convention. In this process, the developed country Parties
shall support the development and enhancement of endogenous capacities and
technologies of developing country Parties. Other Parties and organizations in a
position to do so may also assist in facilitating the transfer of such technologies.
6....In the implementation of their commitments under paragraph 2 above, a certain
degree of flexibility shall be allowed by the Conference of the Parties to the Parties
included in Annex I undergoing the process of transition to a market economy, in
order to enhance the ability of these Parties to address climate change, including
with regard to the historical level of anthropogenic emissions of greenhouse gases
not controlled by the Montreal Protocol chosen as a reference.
7....The extent to which developing country Parties will effectively implement their
commitments under the Convention will depend on the effective implementation by
developed country Parties of their commitments under the Convention related to
financial resources and transfer of technology and will take fully into account that
economic and social development and poverty eradication are the first and
overriding priorities of the developing country Parties.
8....In the implementation of the commitments in this Article, the Parties shall give
full consideration to what actions are necessary under the Convention, including
actions related to funding, insurance and the transfer of technology, to meet the
specific needs and concerns of developing country Parties arising from the adverse
effects of climate change and/or the impact of the implementation of response
measures, especially on:
(a)....Small island countries;
(b)....Countries with low-lying coastal areas;
(c)....Countries with arid and semi-arid areas, forested areas and areas liable to
forest decay;
(d)....Countries with areas prone to natural disasters;
(e)....Countries with areas liable to drought and desertification;
(f)....Countries with areas of high urban atmospheric pollution;
(g)....Countries with areas with fragile ecosystems, including mountainous
ecosystems;
(h)....Countries whose economies are highly dependent on income generated from
the production, processing and export, and/or on consumption of fossil fuels and
associated energy-intensive products; and
(i)....Land-locked and transit countries.
Further, the Conference of the Parties may take actions, as appropriate, with
respect to this paragraph.
9.....The Parties shall take full account of the specific needs and special situations
of the least developed countries in their actions with regard to funding and transfer
of technology.
10....The Parties shall, in accordance with Article 10, take into consideration in the
implementation of the commitments of the Convention the situation of Parties,
particularly developing country Parties, with economies that are vulnerable to the
adverse effects of the implementation of measures to respond to climate change.
This applies notably to Parties with economies that are highly dependent on income
generated from the production, processing and export, and/or consumption of
fossil fuels and associated energy-intensive products and/or the use of fossil fuels
for which such Parties have serious difficulties in switching to alternatives.
ARTICLE 5
RESEARCH AND SYSTEMATIC
OBSERVATION
In carrying out their commitments under Article 4, paragraph 1(g), the Parties shall:
(a)....Support and further develop, as appropriate, international and
intergovernmental programs and networks or organizations aimed at defining,
conducting, assessing and financing research, data collection and systematic
observation, taking into account the need to minimize duplication of effort;
(b)....Support international and intergovernmental efforts to strengthen systematic
observation and national scientific and technical research capacities and
capabilities, particularly in developing countries, and to promote access to, and the
exchange of, data and analyses thereof obtained from areas beyond national
jurisdiction; and
(c)....Take into account the particular concerns and needs of developing countries
and cooperate in improving their endogenous capacities and capabilities to
participate in the efforts referred to in subparagraphs (a) and (b) above.
ARTICLE 6
EDUCATION, TRAINING AND PUBLIC
AWARENESS
In carrying out their commitments under Article 4, paragraph 1(i), the Parties shall:
(a)....Promote and facilitate at the national and, as appropriate, subregional and
regional levels, and in accordance with national laws and regulations, and within
their respective capacities:
(i)....The development and implementation of educational and public awareness
programs on climate change and its effects;
(ii)....Public access to information on climate change and its effects;
(iii)....Public participation in addressing climate change and its effects and
developing adequate responses; and
(iv)....Training of scientific, technical and managerial personnel.
(b)....Cooperate in and promote, at the international level, and, where appropriate,
using existing bodies:
(i)....The development and exchange of educational and public awareness material
on climate change and its effects; and
(ii)....The development and implementation of education and training programs,
including the strengthening of national institutions and the exchange or secondment
of personnel to train experts in this field, in particular for developing countries.
ARTICLE 7
CONFERENCE OF THE PARTIES
1....A Conference of the Parties is hereby established.
2....The Conference of the Parties, as the supreme body of this Convention, shall
keep under regular review the implementation of the Convention and any related
legal instruments that the Conference of the Parties may adopt, and shall make,
within its mandate, the decisions necessary to promote the effective implementation
of the Convention. To this end, it shall:
(a)....Periodically examine the obligations of the Parties and the institutional
arrangements under the Convention, in the light of the objective of the Convention,
the experience gained in its implementation and the evolution of scientific and
technological knowledge;
(b)....Promote and facilitate the exchange of information on measures adopted by
the Parties to address climate change and its effects, taking into account the
differing circumstances, responsibilities and capabilities of the Parties and their
respective commitments under the Convention;
(c)....Facilitate, at the request of two or more Parties, the coordination of measures
adopted by them to address climate change and its effects, taking into account the
differing circumstances, responsibilities and capabilities of the Parties and their
respective commitments under the Convention;
(d)....Promote and guide, in accordance with the objective and provisions of the
Convention, the development and periodic refinement of comparable
methodologies, to be agreed on by the Conference of the Parties, inter alia, for
preparing inventories of greenhouse gas emissions by sources and removals by
sinks, and for evaluating the effectiveness of measures to limit the emissions and
enhance the removals of these gases;
(e)....Assess, on the basis of all information made available to it in accordance with
the provisions of the Convention, the implementation of the Convention by the
Parties, the overall effects of the measures taken pursuant to the Convention, in
particular environmental, economic and social effects as well as their cumulative
impacts and the extent to which progress towards the objective of the Convention
is being achieved;
(f)....Consider and adopt regular reports on the implementation of the Convention
and ensure their publication;
(g)....Make recommendations on any matters necessary for the implementation of
the Convention;
(h)....Seek to mobilize financial resources in accordance with Article 4, paragraphs
3, 4 and 5, and Article 11;
(i)....Establish such subsidiary bodies as are deemed necessary for the
implementation of the Convention;
(j)....Review reports submitted by its subsidiary bodies and provide guidance to
them;
(k)....Agree upon and adopt, by consensus, rules of procedure and financial rules
for itself and for any subsidiary bodies;
(l)....Seek and utilize, where appropriate, the services and cooperation of, and
information provided by, competent international organizations and
intergovernmental and non-governmental bodies; and
(m)....Exercise such other functions as are required for the achievement of the
objective of the Convention as well as all other functions assigned to it under the
Convention.
3....The Conference of the Parties shall, at its first session, adopt its own rules of
procedure as well as those of the subsidiary bodies established by the Convention,
which shall include decision-making procedures for matters not already covered by
decision- making procedures stipulated in the Convention. Such procedures may
include specified majorities required for the adoption of particular decisions.
4....The first session of the Conference of the Parties shall be convened by the
interim secretariat referred to in Article 21 and shall take place not later than one
year after the date of entry into force of the Convention. Thereafter, ordinary
sessions of the Conference of the Parties shall be held every year unless otherwise
decided by the Conference of the Parties.
5....Extraordinary sessions of the Conference of the Parties shall be held at such
other times as may be deemed necessary by the Conference, or at the written
request of any Party, provided that, within six months of the request being
communicated to the Parties by the secretariat, it is supported by at least one third
of the Parties.
6....The United Nations, its specialized agencies and the International Atomic
Energy Agency, as well as any State member thereof or observers thereto not
Party to the Convention, may be represented at sessions of the Conference of the
Parties as observers. Any body or agency, whether national or international,
governmental or non- governmental, which is qualified in matters covered by the
Convention, and which has informed the secretariat of its wish to be represented at
a session of the Conference of the Parties as an observer, may be so admitted
unless at least one third of the Parties present object. The admission and
participation of observers shall be subject to the rules of procedure adopted by the
Conference of the Parties.
ARTICLE 8
SECRETARIAT
1....A secretariat is hereby established.
2....The functions of the secretariat shall be:
(a)....To make arrangements for sessions of the Conference of the Parties and its
subsidiary bodies established under the Convention and to provide them with
services as required;
(b)....To compile and transmit reports submitted to it;
(c)....To facilitate assistance to the Parties, particularly developing country Parties,
on request, in the compilation and communication of information required in
accordance with the provisions of the Convention;
(d)....To prepare reports on its activities and present them to the Conference of the
Parties;
(e)....To ensure the necessary coordination with the secretariats of other relevant
international bodies;
(f)....To enter, under the overall guidance of the Conference of the Parties, into
such administrative and contractual arrangements as may be required for the
effective discharge of its functions; and
(g)....To perform the other secretariat functions specified in the Convention and in
any of its protocols and such other functions as may be determined by the
Conference of the Parties.
3....The Conference of the Parties, at its first session, shall designate a permanent
secretariat and make arrangements for its functioning.
ARTICLE 9
SUBSIDIARY BODY FOR SCIENTIFIC AND
TECHNOLOGICAL ADVICE
1....A subsidiary body for scientific and technological advice is hereby established
to provide the Conference of the Parties and, as appropriate, its other subsidiary
bodies with timely information and advice on scientific and technological matters
relating to the Convention. This body shall be open to participation by all Parties
and shall be multidisciplinary. It shall comprise government representatives
competent in the relevant field of expertise. It shall report regularly to the
Conference of the Parties on all aspects of its work.
2.....Under the guidance of the Conference of the Parties, and drawing upon
existing competent international bodies, this body shall:
(a)....Provide assessments of the state of scientific knowledge relating to climate
change and its effects;
(b)....Prepare scientific assessments on the effects of measures taken in the
implementation of the Convention;
(c)....Identify innovative, efficient and state-of-the-art technologies and know-how
and advise on the ways and means of promoting development and/or transferring
such technologies;
(d)....Provide advice on scientific programs, international cooperation in
research and development related to climate change, as well as on ways and
means of supporting endogenous capacity-building in developing countries; and
(e)....Respond to scientific, technological and methodological questions that the
Conference of the Parties and its subsidiary bodies may put to the body.
3....The functions and terms of reference of this body may be further elaborated by
the Conference of the Parties.
ARTICLE 10
SUBSIDIARY BODY FOR
IMPLEMENTATION
1....A subsidiary body for implementation is hereby established to assist the
Conference of the Parties in the assessment and review of the effective
implementation of the Convention. This body shall be open to participation by all
Parties and comprise government representatives who are experts on matters
related to climate change. It shall report regularly to the Conference of the Parties
on all aspects of its work.
2....Under the guidance of the Conference of the Parties, this body shall:
(a)....Consider the information communicated in accordance with Article 12,
paragraph 1, to assess the overall aggregated effect of the steps taken by the
Parties in the light of the latest scientific assessments concerning climate change;
(b)....Consider the information communicated in accordance with Article 12,
paragraph 2, in order to assist the Conference of the Parties in carrying out the
reviews required by Article 4, paragraph 2(d); and
(c)....Assist the Conference of the Parties, as appropriate, in the preparation and
implementation of its decisions.
ARTICLE 11
FINANCIAL MECHANISM
1....A mechanism for the provision of financial resources on a grant or concessional
basis, including for the transfer of technology, is hereby defined. It shall function
under the guidance of and be accountable to the Conference of the Parties, which
shall decide on its policies, program priorities and eligibility criteria related to
this Convention. Its operation shall be entrusted to one or more existing
international entities.
2....The financial mechanism shall have an equitable and balanced representation of
all Parties within a transparent system of governance.
3....The Conference of the Parties and the entity or entities entrusted with the
operation of the financial mechanism shall agree upon arrangements to give effect
to the above paragraphs, which shall include the following:
(a)....Modalities to ensure that the funded projects to address climate change are in
conformity with the policies, program priorities and eligibility criteria established
by the Conference of the Parties;
(b)....Modalities by which a particular funding decision may be reconsidered in light
of these policies, program priorities and eligibility criteria;
(c)....Provision by the entity or entities of regular reports to the Conference of the
Parties on its funding operations, which is consistent with the requirement for
accountability set out in paragraph 1 above; and
(d)....Determination in a predictable and identifiable manner of the amount of
funding necessary and available for the implementation of this Convention and the
conditions under which that amount shall be periodically reviewed.
4....The Conference of the Parties shall make arrangements to implement the
above- mentioned provisions at its first session, reviewing and taking into account
the interim arrangements referred to in Article 21, paragraph 3, and shall decide
whether these interim arrangements shall be maintained. Within four years
thereafter, the Conference of the Parties shall review the financial mechanism and
take appropriate measures.
5....The developed country Parties may also provide and developing country
Parties avail themselves of, financial resources related to the implementation of the
Convention through bilateral, regional and other multilateral channels.
ARTICLE 12
COMMUNICATION OF INFORMATION
RELATED TO IMPLEMENTATION
1....In accordance with Article 4, paragraph 1, each Party shall communicate to
the Conference of the Parties, through the secretariat, the following elements of
information:
(a)....A national inventory of anthropogenic emissions by sources and removals by
sinks of all greenhouse gases not controlled by the Montreal Protocol, to the extent
its capacities permit, using comparable methodologies to be promoted and agreed
upon by the Conference of the Parties;
(b)....A general description of steps taken or envisaged by the Party to implement
the Convention; and
(c)....Any other information that the Party considers relevant to the achievement of
the objective of the Convention and suitable for inclusion in its communication,
including, if feasible, material relevant for calculations of global emission trends.
2....Each developed country Party and each other Party included in Annex I shall
incorporate in its communication the following elements of information:
(a)....A detailed description of the policies and measures that it has adopted to
implement its commitment under Article 4, paragraphs 2(a) and 2(b); and
(b)....A specific estimate of the effects that the policies and measures referred to in
subparagraph (a) immediately above will have on anthropogenic emissions by its
sources and removals by its sinks of greenhouse gases during the period referred
to in Article 4, paragraph 2(a).
3....In addition, each developed country Party and each other developed Party
included in Annex II shall incorporate details of measures taken in accordance with
Article 4, paragraphs 3, 4 and 5.
4....Developing country Parties may, on a voluntary basis, propose projects for
financing, including specific technologies, materials, equipment, techniques or
practices that would be needed to implement such projects, along with, if possible,
an estimate of all incremental costs, of the reductions of emissions and increments
of removals of greenhouse gases, as well as an estimate of the consequent benefits.
5....Each developed country Party and each other Party included in Annex I shall
make its initial communication within six months of the entry into force of the
Convention for that Party. Each Party not so listed shall make its initial
communication within three years of the entry into force of the Convention for that
Party, or of the availability of financial resources in accordance with Article 4,
paragraph 3. Parties that are least developed countries may make their initial
communication at their discretion. The frequency of subsequent communications by
all Parties shall be determined by the Conference of the Parties, taking into account
the differentiated timetable set by this paragraph.
6....Information communicated by Parties under this Article shall be transmitted by
the secretariat as soon as possible to the Conference of the Parties and to any
subsidiary bodies concerned. If necessary, the procedures for the communication
of information may be further considered by the Conference of the Parties.
7....From its first session, the Conference of the Parties shall arrange for the
provision to developing country Parties of technical and financial support, on
request, in compiling and communicating information under this Article, as well as
in identifying the technical and financial needs associated with proposed projects
and response measures under Article 4. Such support may be provided by other
Parties, by competent international organizations and by the secretariat, as
appropriate.
8....Any group of Parties may, subject to guidelines adopted by the Conference of
the Parties, and to prior notification to the Conference of the Parties, make a joint
communication in fulfillment of their obligations under this Article, provided that
such a communication includes information on the fulfillment by each of these
Parties of its individual obligations under the Convention.
9....Information received by the secretariat that is designated by a Party as
confidential, in accordance with criteria to be established by the Conference of the
Parties, shall be aggregated by the secretariat to protect its confidentiality before
being made available to any of the bodies involved in the communication and
review of information.
10....Subject to paragraph 9 above, and without prejudice to the ability of any
Party to make public its communication at any time, the secretariat shall make
communications by Parties under this Article publicly available at the time they are
submitted to the Conference of the Parties.
ARTICLE 13
RESOLUTION OF QUESTIONS REGARDING
IMPLEMENTATION
The Conference of the Parties shall, at its first session, consider the establishment
of a multilateral consultative process, available to Parties on their request, for the
resolution of questions regarding the implementation of the Convention.
ARTICLE 14
SETTLEMENT OF DISPUTES
1....In the event of a dispute between any two or more Parties concerning the
interpretation or application of the Convention, the Parties concerned shall seek a
settlement of the dispute through negotiation or any other peaceful means of their
own choice.
2....When ratifying, accepting, approving or acceding to the Convention, or at any
time thereafter, a Party which is not a regional economic integration organization
may declare in a written instrument submitted to the Depositary that, in respect of
any dispute concerning the interpretation or application of the Convention, it
recognizes as compulsory ipso facto and without special agreement, in relation to
any Party accepting the same obligation:
(a)....Submission of the dispute to the International Court of Justice, and/or
(b)....Arbitration in accordance with procedures to be adopted by the Conference
of the Parties as soon as practicable, in an annex on arbitration.
A Party which is a regional economic integration organization may make a
declaration with like effect in relation to arbitration in accordance with the
procedures referred to in subparagraph (b) above.
3....A declaration made under paragraph 2 above shall remain in force until it
expires in accordance with its terms or until three months after written notice of its
revocation has been deposited with the Depositary.
4....A new declaration, a notice of revocation or the expiry of a declaration shall
not in any way affect proceedings pending before the International Court of Justice
or the arbitral tribunal, unless the parties to the dispute otherwise agree.
5....Subject to the operation of paragraph 2 above, if after twelve months following
notification by one Party to another that a dispute exists between them, the Parties
concerned have not been able to settle their dispute through the means mentioned
in paragraph 1 above, the dispute shall be submitted, at the request of any of the
parties to the dispute, to conciliation.
6....A conciliation commission shall be created upon the request of one of the
parties to the dispute. The commission shall be composed of an equal number of
members appointed by each party concerned and a chairman chosen jointly by the
members appointed by each party. The commission shall render a
recommendatory award, which the parties shall consider in good faith.
7....Additional procedures relating to conciliation shall be adopted by the
Conference of the Parties, as soon as practicable, in an annex on conciliation.
8....The provisions of this Article shall apply to any related legal instrument which
the Conference of the Parties may adopt, unless the instrument provides otherwise.
ARTICLE 15
AMENDMENTS TO THE CONVENTION
1....Any Party may propose amendments to the Convention.
2....Amendments to the Convention shall be adopted at an ordinary session of the
Conference of the Parties. The text of any proposed amendment to the Convention
shall be communicated to the Parties by the secretariat at least six months before
the meeting at which it is proposed for adoption. The secretariat shall also
communicate proposed amendments to the signatories to the Convention and, for
information, to the Depositary.
3....The Parties shall make every effort to reach agreement on any proposed
amendment to the Convention by consensus. If all efforts at consensus have been
exhausted, and no agreement reached, the amendment shall as a last resort be
adopted by a three-fourths majority vote of the Parties present and voting at the
meeting. The adopted amendment shall be communicated by the secretariat to the
Depositary, who shall circulate it to all Parties for their acceptance.
4....Instruments of acceptance in respect of an amendment shall be deposited with
the Depositary. An amendment adopted in accordance with paragraph 3 above
shall enter into force for those Parties having accepted it on the ninetieth day after
the date of receipt by the Depositary of an instrument of acceptance by at least
three fourths of the Parties to the Convention.
5....The amendment shall enter into force for any other Party on the ninetieth day
after the date on which that Party deposits with the Depositary its instrument of
acceptance of the said amendment.
6....For the purposes of this Article, "Parties present and voting" means Parties
present and casting an affirmative or negative vote.
ARTICLE 16
ADOPTION AND AMENDMENT OF
ANNEXES TO THE CONVENTION
1....Annexes to the Convention shall form an integral part thereof and, unless
otherwise expressly provided, a reference to the Convention constitutes at the
same time a reference to any annexes thereto. Without prejudice to the provisions
of Article 14, paragraphs 2(b) and 7, such annexes shall be restricted to lists,
forms and any other material of a descriptive nature that is of a scientific, technical,
procedural or administrative character.
2....Annexes to the Convention shall be proposed and adopted in accordance with
the procedure set forth in Article 15, paragraphs 2, 3 and 4.
3....An annex that has been adopted in accordance with paragraph 2 above shall
enter into force for all Parties to the Convention six months after the date of the
communication by the Depositary to such Parties of the adoption of the annex,
except for those Parties that have notified the Depositary, in writing, within that
period of their non-acceptance of the annex. The annex shall enter into force for
Parties which withdraw their notification of non-acceptance on the ninetieth day
after the date on which withdrawal of such notification has been received by the
Depositary.
4....The proposal, adoption and entry into force of amendments to annexes to the
Convention shall be subject to the same procedure as that for the proposal,
adoption and entry into force of annexes to the Convention in accordance with
paragraphs 2 and 3 above.
5....If the adoption of an annex or an amendment to an annex involves an
amendment to the Convention, that annex or amendment to an annex shall not
enter into force until such time as the amendment to the Convention enters into
force.
ARTICLE 17
PROTOCOLS
1....The Conference of the Parties may, at any ordinary session, adopt protocols to
the Convention.
2....The text of any proposed protocol shall be communicated to the Parties by the
secretariat at least six months before such a session.
3....The requirements for the entry into force of any protocol shall be established
by that instrument.
4....Only Parties to the Convention may be Parties to a protocol.
5....Decisions under any protocol shall be taken only by the Parties to the protocol
concerned.
ARTICLE 18
RIGHT TO VOTE
1....Each Party to the Convention shall have one vote, except as provided for in
paragraph 2 below.
2....Regional economic integration organizations, in matters within their
competence, shall exercise their right to vote with a number of votes equal to the
number of their member States that are Parties to the Convention. Such an
organization shall not exercise its right to vote if any of its member States exercises
its right, and vice versa.
ARTICLE 19
DEPOSITARY
The Secretary-General of the United Nations shall be the Depositary of the
Convention and of protocols adopted in accordance with Article 17.
ARTICLE 20
SIGNATURE
This Convention shall be open for signature by States Members of the United
Nations or of any of its specialized agencies or that are Parties to the Statute of the
International Court of Justice and by regional economic integration organizations at
Rio de Janeiro, during the United Nations Conference on Environment and
Development, and thereafter at United Nations Headquarters in New York from
20 June 1992 to 19 June 1993.
ARTICLE 21
INTERIM ARRANGEMENTS
1....The secretariat functions referred to in Article 8 will be carried out on an
interim basis by the secretariat established by the General Assembly of the United
Nations in its resolution 45/212 of 21 December 1990, until the completion of the
first session of the Conference of the Parties.
2....The head of the interim secretariat referred to in paragraph 1 above will
cooperate closely with the Intergovernmental Panel on Climate Change to ensure
that the Panel can respond to the need for objective scientific and technical advice.
Other relevant scientific bodies could also be consulted.
3....The Global Environment Facility of the United Nations Development
Program, the United Nations Environment Program and the International
Bank for Reconstruction and Development shall be the international entity
entrusted with the operation of the financial mechanism referred to in Article 11 on
an interim basis. In this connection, the Global Environment Facility should be
appropriately restructured and its membership made universal to enable it to fulfil
the requirements of Article 11.
ARTICLE 22
RATIFICATION, ACCEPTANCE, APPROVAL
OR ACCESSION
1....The Convention shall be subject to ratification, acceptance, approval or
accession by States and by regional economic integration organizations. It shall be
open for accession from the day after the date on which the Convention is closed
for signature. Instruments of ratification, acceptance, approval or accession shall be
deposited with the Depositary.
2....Any regional economic integration organization which becomes a Party to the
Convention without any of its member States being a Party shall be bound by all
the obligations under the Convention. In the case of such organizations, one or
more of whose member States is a Party to the Convention, the organization and
its member States shall decide on their respective responsibilities for the
performance of their obligations under the Convention. In such cases, the
organization and the member States shall not be entitled to exercise rights under the
Convention concurrently.
3....In their instruments of ratification, acceptance, approval or accession, regional
economic integration organizations shall declare the extent of their competence with
respect to the matters governed by the Convention. These organizations shall also
inform the Depositary, who shall in turn inform the Parties, of any substantial
modification in the extent of their competence.
ARTICLE 23
ENTRY INTO FORCE
1....The Convention shall enter into force on the ninetieth day after the date of
deposit of the fiftieth instrument of ratification, acceptance, approval or accession.
2....For each State or regional economic integration organization that ratifies,
accepts or approves the Convention or accedes thereto after the deposit of the
fiftieth instrument of ratification, acceptance, approval or accession, the Convention
shall enter into force on the ninetieth day after the date of deposit by such State or
regional economic integration organization of its instrument of ratification,
acceptance, approval or accession.
3....For the purposes of paragraphs 1 and 2 above, any instrument deposited by a
regional economic integration organization shall not be counted as additional to
those deposited by States members of the organization.
ARTICLE 24
RESERVATIONS
No reservations may be made to the Convention.
ARTICLE 25
WITHDRAWAL
1....At any time after three years from the date on which the Convention has
entered into force for a Party, that Party may withdraw from the Convention by
giving written notification to the Depositary.
2....Any such withdrawal shall take effect upon expiry of one year from the date of
receipt by the Depositary of the notification of withdrawal, or on such later date as
may be specified in the notification of withdrawal.
3....Any Party that withdraws from the Convention shall be considered as also
having withdrawn from any protocol to which it is a Party.
ARTICLE 26
AUTHENTIC TEXTS
The original of this Convention, of which the Arabic, Chinese, English, French,
Russian and Spanish texts are equally authentic, shall be deposited with the
Secretary- General of the United Nations.
IN WITNESS WHEREOF the undersigned, being duly authorized to that effect,
have signed this Convention.
DONE at New York this ninth day of May one thousand nine hundred and ninety-
two.
ANNEX I AND ANNEX II COUNTRIES
Annex I
Annex I
Australia
Austria
Belarus a/
Belgium
Bulgaria a/
Canada
Czechoslovakia a/
Denmark
European Economic Community
Estonia a/
Finland
France
Germany
Greece
Hungary a/
Iceland
Ireland
Italy
Japan
Latvia a/
Lithuania a/
Luxembourg
Netherlands
New Zealand
Norway
Poland a/
Portugal
Romania a/
Russian Federation a/
Spain
Sweden
Switzerland
Turkey
Ukraine a/
United Kingdom of Great Britain and Northern Ireland
United States of America
a/ Countries that are undergoing the process of transition to a market economy.
Annex II
Australia
Austria
Belgium
Canada
Denmark
European Economic Community
Finland
France
Germany
Greece
Iceland
Ireland
Italy
Japan
Luxembourg
Netherlands
New Zealand
Norway
Portugal
Spain
Sweden
Switzerland
Turkey
United Kingdom of Great Britain and Northern Ireland
United States of America